WebMar 4, 2024 · Becoming a Licensed Commodity Broker. Every commodity broker must be licensed and registered with the National Futures Association (NFA) as an "associated person." To get that license, the … WebApr 10, 2024 · Sebi cancels Joindre Commodities' registration for exposing clients to illegal 'paired contracts' The regulatory board said that by providing such a facility of taking exposure to 'paired contracts', the broker exposed its clients to the risk involved in trading in a product that did not have regulatory approval, Sebi said in the order
Futures and Commodities FINRA.org
WebMay 30, 2024 · Futures contracts lock in the current price of a commodity or stock and define the current fixed cost of the underlying asset and its expiry date. These contracts obligate the buyer to buy and the seller to sell, even if the price goes against the trade. As futures are leveraged, trades can become very profitable or incur a significant loss. … WebActing as agents (i.e., brokers) in buying or selling spot or future commodity contracts on a commission or transaction fee basis: classified in NAICS Code - 523140 - Commodity Contracts Brokerage. Buying and selling physical commodities for resale to other than the general public: classified in NAICS Code - 42 - Wholesale Trade.. sgc chaumont 52000
Christopher Swift - Commodity Broker/ Consultant, …
WebIndustry: 6221—Commodity Contracts Brokers and Dealers Establishments primarily engaged in buying and selling commodity contracts on either a spot or future basis for … WebFutures and Commodities FINRA.org For Investors Investing Investment Products FINRA Main Navigation For Investors Investor Insights Tools & Calculators Personal Finance Investing Investing Basics Investment Products Investment Accounts Working With an Investment Professional Protect Your Money For the Military Need Help? Investment … WebIndustries in the Securities, Commodity Contracts, and Other Financial Investments and Related Activities subsector group establishments that are primarily engaged in one of … sgc chateau gontier